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Compliance Associate
| Web ID: | 10019 | Posted: | Jun 11, 2004 |
| Company: | Liberty Financial Group | Expires: | Jul 11, 2004 |
| Location: | New York, NY (New York) | Views: | 134 |
| Category: | Legal | Job type: | Full-time |
| Salary: | $58,000 |
Job description
Monitor trading activity, maintain the restricted list, and assist with NASD and SEC examinations.
Requirements
BA required, JD or paralegal certificate a plus. 1-3 years compliance or legal experience in a broker-dealer.
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